| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TD Ameritrade Hong Kong Limited | Rep | 期货合约交易 | 2017-12-04 | 2019-10-31 |
| Rep | 证券交易 | 2017-12-04 | 2019-10-31 | |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2017-09-25 | 2017-11-17 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2017-09-25 | 2017-11-17 |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2017-02-13 | 2017-11-17 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2017-02-13 | 2017-11-17 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-04-27 | 2017-01-27 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2016-04-18 | 2017-01-27 |