| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2020-01-22 | 2021-12-06 |
| Rep | 提供资产管理 | 2020-01-22 | 2022-06-30 | |
| Rep | 证券交易 | 2020-01-22 | 2022-06-30 | |
| Open Securities Limited | Rep | 就证券提供意见 | 2018-05-28 | 2019-03-14 |
| Rep | 期货合约交易 | 2018-05-28 | 2019-03-14 | |
| Rep | 证券交易 | 2018-05-28 | 2019-03-14 | |
| oOo Securities (HK) Group Limited | Rep | 证券交易 | 2016-04-21 | 2016-06-17 |