| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-02-10 | 2022-06-20 |
| Rep | 就证券提供意见 | 2021-02-10 | 2022-06-20 | |
| Rep | 证券交易 | 2021-02-10 | 2022-06-20 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2019-07-23 | 2020-12-11 |
| CLSA LIMITED | Rep | 就证券提供意见 | 2019-07-23 | 2020-12-11 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2019-06-24 | 2020-12-11 |
| CLSA LIMITED | Rep | 证券交易 | 2019-06-24 | 2020-12-11 |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2017-07-25 | 2019-06-06 |
| Rep | 证券交易 | 2017-07-25 | 2019-06-06 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2016-04-21 | 2017-04-21 |