| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | 期货合约交易 | 2019-12-13 | 2020-09-03 |
| Rep | 证券交易 | 2019-12-13 | 2020-09-03 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-12-18 | 2019-08-09 |
| Rep | 证券交易 | 2017-12-18 | 2019-08-09 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2016-04-22 | 2017-11-26 |
| Rep | 证券交易 | 2016-04-22 | 2017-11-26 | |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2016-04-22 | 2017-11-26 |