| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jin Yi Financial Group Limited | Rep | 就期货合约提供意见 | 2023-01-18 | 2025-04-30 |
| Rep | 就证券提供意见 | 2023-01-18 | 2025-04-30 | |
| Rep | 提供资产管理 | 2023-01-18 | 2025-04-30 | |
| Rep | 期货合约交易 | 2023-01-18 | 2025-04-30 | |
| Rep | 证券交易 | 2023-01-18 | 2025-04-30 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 就证券提供意见 | 2021-01-14 | 2022-12-15 |
| KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | 期货合约交易 | 2021-01-14 | 2022-12-15 |
| KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2021-01-14 | 2022-12-15 |