| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就证券提供意见 | 2026-02-25 | - |
| Rep | 证券交易 | 2026-02-25 | - | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2026-02-25 | - |
| Rep | 证券交易 | 2026-02-25 | - | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2021-03-22 | 2025-12-23 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2021-03-22 | 2025-12-23 |
| Rep | 证券交易 | 2021-03-22 | 2025-12-23 | |
| BOCOM International Securities Limited | Rep | 就证券提供意见 | 2018-09-12 | 2021-02-27 |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2018-08-02 | 2021-02-27 |
| Rep | 证券交易 | 2018-08-02 | 2021-02-27 | |
| BOCOM International Securities Limited | Rep | 证券交易 | 2018-08-02 | 2021-02-27 |
| China Securities (International) Corporate Finance Company Limited | Rep | 就机构融资提供意见 | 2016-09-23 | 2018-07-14 |
| China Securities (International) Brokerage Company Limited | Rep | 证券交易 | 2016-04-25 | 2018-07-14 |
| China Securities (International) Corporate Finance Company Limited | Rep | 证券交易 | 2016-04-25 | 2018-07-14 |
已采集记录中暂无金管局登记。