| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TUNG TAI SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-04-27 | 2004-12-10 |
| Vantum Securities and Futures Limited | Rep | 期货合约交易 | 2004-04-27 | 2004-12-10 |
| DRAKE & MORGAN LIMITED | Rep | 就机构融资提供意见 | - | 2004-04-06 |
| Rep | 就证券提供意见 | - | 2004-04-06 | |
| Rep | 提供资产管理 | - | 2004-04-06 | |
| Rep | 证券交易 | - | 2004-04-06 | |
| REXCAPITAL FUTURES LIMITED | Rep | 就期货合约提供意见 | - | 2004-04-06 |
| Rep | 提供资产管理 | - | 2004-04-06 | |
| Rep | 期货合约交易 | - | 2004-04-06 |