| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2024-11-01 | - |
| Rep | 提供自动化交易服务 | 2024-11-01 | - | |
| Rep | 证券交易 | 2024-11-01 | - | |
| Merrill Lynch Far East Limited | Rep | 提供自动化交易服务 | 2018-06-05 | 2018-11-01 |
| Rep | 期货合约交易 | 2018-06-05 | 2024-08-08 | |
| Rep | 证券交易 | 2018-06-05 | 2024-08-08 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2016-05-30 | 2018-04-25 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2016-05-30 | 2018-04-25 |
| Rep | 期货合约交易 | 2016-05-30 | 2018-04-25 | |
| Rep | 证券交易 | 2016-05-30 | 2018-04-25 |