| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | 就机构融资提供意见 | 2026-05-29 | - |
| Rep | 证券交易 | 2026-05-14 | - | |
| Rep | 就机构融资提供意见 | 2026-05-14 | 2026-05-29 | |
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2023-12-18 | 2026-04-14 |
| RO | 就证券提供意见 | 2023-12-18 | 2026-04-14 | |
| RO | 证券交易 | 2023-12-18 | 2026-04-14 | |
| Rep | 就证券提供意见 | 2018-05-16 | 2023-12-18 | |
| Rep | 就机构融资提供意见 | 2018-05-04 | 2023-12-18 | |
| Rep | 证券交易 | 2018-05-04 | 2023-12-18 | |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2016-05-31 | 2018-04-20 |
| SDIC SECURITIES CORPORATE FINANCE (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2016-05-31 | 2018-04-20 |