| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2008-05-08 | 2008-11-14 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2007-08-23 | 2008-04-09 |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2004-08-17 | 2007-05-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | - | 2004-06-19 |
| Rep | 就证券提供意见 | - | 2004-06-19 | |
| Rep | 提供资产管理 | - | 2004-06-19 | |
| Rep | 提供自动化交易服务 | - | 2004-06-19 | |
| Rep | 证券交易 | - | 2004-06-19 |