| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Golden Rich Securities Limited | RO | 就证券提供意见 | 2024-01-29 | 2026-04-20 |
| RO | 证券交易 | 2024-01-29 | 2026-04-20 | |
| Rep | 就证券提供意见 | 2023-12-13 | 2024-01-29 | |
| Rep | 证券交易 | 2023-12-13 | 2024-01-29 | |
| TFI Capital Limited | RO | 就机构融资提供意见 | 2020-12-18 | 2023-08-31 |
| TFI Securities and Futures Limited | RO | 证券交易 | 2019-11-27 | 2023-08-31 |
| Rep | 证券交易 | 2019-07-29 | 2019-11-27 | |
| CEB International Capital Corporation Limited | Rep | 就机构融资提供意见 | 2016-06-13 | 2019-05-31 |
| Rep | 就证券提供意见 | 2016-06-13 | 2019-05-31 | |
| Rep | 证券交易 | 2016-06-13 | 2019-05-31 |