| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KAISER CAPITAL MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2026-01-29 | - |
| Rep | 提供资产管理 | 2026-01-29 | - | |
| KAISER FUTURES LIMITED | Rep | 期货合约交易 | 2026-01-29 | - |
| KAISER SECURITIES LIMITED | Rep | 证券交易 | 2026-01-29 | - |
| Grandview Capital Group Limited | Rep | 就证券提供意见 | 2021-07-08 | 2022-11-28 |
| Rep | 提供资产管理 | 2021-07-08 | 2022-11-28 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2017-04-26 | 2021-01-12 |
| Rep | 证券交易 | 2017-04-26 | 2021-01-12 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-04-26 | 2021-01-12 |
| Mason Securities Limited | Rep | 就证券提供意见 | 2016-06-14 | 2017-04-12 |
| Rep | 证券交易 | 2016-06-14 | 2017-04-12 | |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2016-06-14 | 2017-04-12 |
已采集记录中暂无金管局登记。