| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | 就机构融资提供意见 | 2026-05-28 | - |
| RO | 就证券提供意见 | 2026-05-28 | - | |
| RO | 证券交易 | 2026-05-28 | - | |
| Rep | 就机构融资提供意见 | 2019-07-02 | 2026-05-28 | |
| Rep | 就证券提供意见 | 2019-07-02 | 2026-05-28 | |
| Rep | 证券交易 | 2019-07-02 | 2026-05-28 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2019-07-02 | 2024-02-26 |
| Rep | 就证券提供意见 | 2019-07-02 | 2024-02-26 | |
| Rep | 证券交易 | 2019-07-02 | 2024-02-26 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2017-01-03 | 2019-06-15 |
| Rep | 就证券提供意见 | 2017-01-03 | 2019-06-15 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2017-01-03 | 2019-06-15 |
| Rep | 证券交易 | 2017-01-03 | 2019-06-15 | |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2016-06-17 | 2016-12-22 |
| Rep | 证券交易 | 2016-06-17 | 2016-12-22 |
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