| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2016-12-23 | 2021-03-05 |
| Rep | 就证券提供意见 | 2016-12-23 | 2021-03-05 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2016-12-23 | 2021-03-05 |
| Rep | 证券交易 | 2016-12-23 | 2021-03-05 | |
| CGS International Securities Hong Kong Limited | Rep | 就机构融资提供意见 | 2016-06-21 | 2016-12-07 |
| Rep | 证券交易 | 2016-06-21 | 2016-12-07 |