Personnel Hong Kong SFC License Details (ID 2595690)

Personnel Hong Kong SFC License Details (ID 2595690)

关键资料证监会牌照公开纪律行动

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
UOB KAY HIAN (HONG KONG) LIMITED	Rep	证券交易	2018-07-04	2021-08-31
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2018-07-04	2021-08-31
CES Commodities (HK) Limited	Rep	期货合约交易	2018-04-23	2018-05-30
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	期货合约交易	2018-04-23	2018-05-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	证券交易	2018-04-23	2018-05-30
Everbright Securities Digital Finance (HK) Limited	Rep	证券交易	2018-04-23	2018-05-30
Everbright Securities Investment Services (HK) Limited	Rep	证券交易	2018-04-23	2018-05-30
LUK FOOK FUTURES (HK) LIMITED	Rep	期货合约交易	2016-06-22	2018-03-27
LUK FOOK SECURITIES (HK) LIMITED	Rep	证券交易	2016-06-22	2018-03-27