| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 证券交易 | 2025-03-13 | 2025-07-29 |
| CMB International Global Markets Limited | Rep | 证券交易 | 2022-03-11 | 2025-07-29 |
| CMB International Capital Limited | Rep | 就机构融资提供意见 | 2021-05-28 | 2025-07-29 |
| Rep | 证券交易 | 2021-05-28 | 2025-07-29 | |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2016-10-24 | 2021-05-28 |
| Rep | 证券交易 | 2016-07-04 | 2017-02-20 |