| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-06-02 | 2023-08-08 |
| Rep | 就证券提供意见 | 2021-06-02 | 2023-08-08 | |
| Rep | 证券交易 | 2021-06-02 | 2023-08-08 | |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就证券提供意见 | 2018-07-10 | 2021-03-19 |
| Rep | 就机构融资提供意见 | 2018-06-04 | 2021-03-19 | |
| Rep | 证券交易 | 2018-06-04 | 2021-03-19 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2018-06-04 | 2021-03-19 |
| XinKong International Securities Limited | Rep | 证券交易 | 2017-03-10 | 2018-04-22 |
| XinKong International Capital Limited | Rep | 就机构融资提供意见 | 2016-07-08 | 2018-04-22 |
| Rep | 证券交易 | 2016-07-08 | 2018-04-22 |