| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2023-02-10 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2023-02-10 | - |
| Rep | 期货合约交易 | 2023-02-10 | - | |
| Rep | 证券交易 | 2023-02-10 | - | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2019-08-15 | 2022-11-11 |
| Rep | 证券交易 | 2018-08-06 | 2022-11-11 | |
| Rep | 证券交易 | 2018-05-28 | 2018-06-02 | |
| Rep | 证券交易 | 2018-05-07 | 2018-05-25 | |
| Rep | 证券交易 | 2016-07-18 | 2016-10-15 |