| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2025-09-01 | - |
| Rep | 提供资产管理 | 2025-09-01 | - | |
| Rep | 证券交易 | 2025-09-01 | - | |
| Rep | 就证券提供意见 | 2025-08-18 | 2025-08-31 | |
| Rep | 提供资产管理 | 2025-08-18 | 2025-08-31 | |
| Rep | 证券交易 | 2025-08-18 | 2025-08-31 | |
| CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED | Rep | 提供资产管理 | 2025-04-14 | - |
| SDHG International Asset Management Limited | Rep | 就证券提供意见 | 2020-05-25 | 2025-03-12 |
| Rep | 提供资产管理 | 2020-04-20 | 2025-03-12 | |
| SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2017-06-08 | 2019-11-11 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 证券交易 | 2017-06-08 | 2019-11-11 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2017-06-08 | 2018-05-11 |
| Haitong Futures Hong Kong Limited | Rep | 期货合约交易 | 2016-07-20 | 2017-05-17 |
已采集记录中暂无金管局登记。