| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2017-10-12 | 2017-12-13 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2017-08-22 | 2017-12-13 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2017-08-22 | 2017-12-13 |
| Rep | 证券交易 | 2017-08-22 | 2017-12-13 | |
| Minerva Asset Global Investment Capital Limited | Rep | 提供资产管理 | 2016-07-25 | 2017-07-28 |
| Minerva Holding Financial Securities Limited | Rep | 证券交易 | 2016-07-25 | 2017-07-28 |