| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Livermore Holdings Limited | Rep | 就证券提供意见 | 2025-10-17 | - |
| Rep | 证券交易 | 2025-10-17 | - | |
| FORTUNE (HK) SECURITIES LIMITED | Rep | 证券交易 | 2020-06-09 | 2020-09-30 |
| FORTUNE FINANCIAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2020-05-14 | 2020-09-30 |
| China Sunrise Capital Limited | RO | 证券交易 | 2019-10-29 | 2020-04-30 |
| RO | 就机构融资提供意见 | 2019-01-22 | 2020-04-30 | |
| China Sunrise Securities (International) Limited | Rep | 就证券提供意见 | 2018-10-26 | 2019-10-30 |
| China Sunrise Capital Limited | Rep | 就机构融资提供意见 | 2018-08-21 | 2019-01-22 |
| China Sunrise Securities (International) Limited | Rep | 证券交易 | 2018-08-21 | 2019-10-30 |
| BOCOM International (Asia) Limited | Rep | 就机构融资提供意见 | 2016-07-28 | 2018-07-31 |
| Rep | 证券交易 | 2016-07-28 | 2018-07-31 |
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