| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited | Rep | 期货合约交易 | 2021-02-01 | - |
| Rep | 证券交易 | 2021-02-01 | - | |
| NATIXIS ASIA LIMITED | Rep | 期货合约交易 | 2020-03-23 | 2020-12-04 |
| Rep | 证券交易 | 2020-02-10 | 2020-12-04 | |
| Wells Fargo Securities Asia Limited | Rep | 就证券提供意见 | 2016-08-01 | 2019-10-02 |
| Rep | 证券交易 | 2016-08-01 | 2019-10-02 |