| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2024-08-29 | 2026-06-02 |
| Rep | 证券交易 | 2024-08-29 | 2026-06-02 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2024-08-29 | 2026-06-02 |
| Rep | 证券交易 | 2024-08-29 | 2026-06-02 | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2019-11-01 | 2026-01-16 |
| Rep | 期货合约交易 | 2016-08-02 | 2017-06-30 | |
| Rep | 证券交易 | 2016-08-02 | 2026-02-04 |