| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2020-11-17 | - |
| Rep | 就证券提供意见 | 2020-11-17 | - | |
| Rep | 证券交易 | 2020-11-17 | - | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2018-12-27 | 2020-10-06 |
| Rep | 证券交易 | 2018-12-27 | 2020-10-06 | |
| China Securities (International) Brokerage Company Limited | Rep | 就证券提供意见 | 2018-03-21 | 2018-10-31 |
| Rep | 证券交易 | 2018-03-21 | 2018-10-31 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就机构融资提供意见 | 2018-03-21 | 2018-10-31 |
| Rep | 证券交易 | 2018-03-21 | 2018-10-31 | |
| Moody's Investors Service Hong Kong Limited | Rep | 提供信贷评级服务 | 2016-08-04 | 2017-12-08 |
已采集记录中暂无金管局登记。