| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2025-05-23 | - |
| Rep | 证券交易 | 2025-05-23 | - | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2025-05-23 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2018-07-23 | 2025-05-02 |
| Rep | 证券交易 | 2018-07-23 | 2025-05-02 | |
| Changjiang Futures (HK) Limited | Rep | 期货合约交易 | 2017-10-25 | 2018-07-13 |
| Changjiang Securities Brokerage (HK) Limited | Rep | 证券交易 | 2017-04-03 | 2018-07-13 |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2016-08-09 | 2017-03-03 |
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