| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2022-12-08 | - |
| CMB International Securities Limited | Rep | 就证券提供意见 | 2022-08-04 | - |
| Rep | 证券交易 | 2022-08-04 | - | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 就证券提供意见 | 2019-10-08 | 2022-07-13 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2018-10-24 | 2022-07-13 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2018-10-24 | 2022-07-13 |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2016-08-12 | 2018-06-29 |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2016-08-12 | 2018-06-29 |
已采集记录中暂无金管局登记。