Li, Yun (SFC:BHZ514) 李韵
证监会中央编号:BHZ514
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2026-07-23 | 2026-08-06 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2026-07-23 | 2026-08-06 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就证券提供意见 | 2025-12-02 | 2026-06-12 |
| Rep | 证券交易 | 2025-12-02 | 2026-06-12 | |
| CITIC Securities Futures (HK) Limited | Rep | 期货合约交易 | 2025-12-02 | 2026-06-12 |
| China Securities (International) Brokerage Company Limited | Rep | 就期货合约提供意见 | 2022-09-23 | 2025-10-31 |
| China Securities (International) Asset Management Company Limited | Rep | 就证券提供意见 | 2017-09-28 | 2025-10-31 |
| Rep | 提供资产管理 | 2017-09-28 | 2025-10-31 | |
| China Securities (International) Brokerage Company Limited | Rep | 期货合约交易 | 2016-08-16 | 2025-10-31 |
| Rep | 证券交易 | 2016-08-16 | 2025-10-31 |