| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2022-03-21 | - |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2019-12-10 | - |
| Rep | 提供资产管理 | 2019-12-10 | - | |
| Rep | 证券交易 | 2019-12-10 | - | |
| Rep | 就期货合约提供意见 | 2019-12-10 | 2022-07-27 | |
| Rep | 期货合约交易 | 2019-12-10 | 2022-07-27 | |
| BANDS Financial Limited | Rep | 期货合约交易 | 2017-06-09 | 2018-09-30 |
| HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | 2016-08-16 | 2017-03-09 |