| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2025-07-30 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 提供自动化交易服务 | 2025-07-30 | - |
| Rep | 期货合约交易 | 2025-07-30 | - | |
| Rep | 证券交易 | 2025-07-30 | - | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2023-07-10 | 2025-07-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2023-07-10 | 2025-07-04 |
| Rep | 期货合约交易 | 2023-07-10 | 2025-07-04 | |
| Rep | 证券交易 | 2023-07-10 | 2025-07-04 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2021-03-05 | 2021-03-22 |
| Rep | 证券交易 | 2021-03-05 | 2021-03-22 |