| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2021-09-20 | - |
| Rep | 期货合约交易 | 2021-08-26 | - | |
| Rep | 证券交易 | 2021-08-26 | - | |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2019-07-08 | 2021-07-19 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2019-07-08 | 2021-07-19 |
| MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED | Rep | 提供资产管理 | 2018-10-16 | 2019-06-14 |
| Rep | 就证券提供意见 | 2018-10-05 | 2019-06-14 | |
| North Beta International Securities Limited | Rep | 就证券提供意见 | 2016-08-22 | 2018-06-30 |
| Rep | 证券交易 | 2016-08-22 | 2018-06-30 |