| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就期货合约提供意见 | 2020-09-21 | 2022-06-07 |
| Rep | 就证券提供意见 | 2020-09-21 | 2022-06-07 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2020-09-21 | - |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2020-09-10 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2020-09-10 | - |
| Rep | 证券交易 | 2020-09-10 | - | |
| Merrill Lynch Far East Limited | Rep | 提供自动化交易服务 | 2018-05-03 | 2018-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2016-08-29 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2016-08-29 | 2020-06-03 |
| Rep | 证券交易 | 2016-08-29 | 2020-06-03 |