Chow, Shiu Lun 周兆麟
证监会中央编号:ABF183
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI Asset Management Limited | Rep | 提供资产管理 | 2023-05-25 | 2025-04-28 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2023-02-28 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2023-02-28 | - |
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2019-03-19 | 2022-12-29 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2019-03-19 | 2022-12-29 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 提供资产管理 | 2018-10-24 | 2022-12-29 |
| Everbright Securities Investment Services (HK) Limited | RO | 就证券提供意见 | 2018-10-22 | 2022-12-29 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | 证券交易 | 2018-01-15 | 2022-12-29 |
| Everbright Securities Investment Services (HK) Limited | RO | 证券交易 | 2017-10-10 | 2022-12-29 |
| Rep | 证券交易 | 2017-07-14 | 2017-10-10 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | 就证券提供意见 | 2016-08-29 | 2017-06-13 |
| Rep | 证券交易 | 2016-08-29 | 2017-06-13 |