| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2024-05-27 | 2026-07-31 |
| Rep | 证券交易 | 2024-05-27 | 2026-07-31 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期货合约交易 | 2024-05-27 | 2026-07-31 |
| Rep | 证券交易 | 2024-05-27 | 2026-07-31 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2022-02-08 | 2024-05-19 |
| Rep | 期货合约交易 | 2022-02-08 | 2024-05-19 | |
| Rep | 证券交易 | 2022-01-11 | 2024-05-19 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2021-02-19 | 2021-07-23 |
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2016-09-01 | 2020-12-31 |