| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2021-09-16 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2019-09-03 | 2021-06-15 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2019-09-03 | 2021-06-15 |
| Rep | 证券交易 | 2019-09-03 | 2021-06-15 | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2018-10-08 | 2019-07-19 |
| Rep | 期货合约交易 | 2018-10-08 | 2019-07-19 | |
| Rep | 期货合约交易 | 2018-08-06 | 2018-08-06 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2016-09-05 | 2018-06-29 |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2016-09-05 | 2018-06-29 |
| Rep | 证券交易 | 2016-09-05 | 2018-06-29 |