| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2021-11-02 | 2024-03-19 |
| Rep | 证券交易 | 2021-11-02 | 2024-03-19 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自动化交易服务 | 2021-11-02 | 2023-10-25 |
| Rep | 证券交易 | 2021-11-02 | 2024-03-19 | |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2016-09-05 | 2016-12-04 |