| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2025-08-12 | - |
| Rep | 证券交易 | 2025-08-12 | - | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2024-10-24 | 2025-01-17 |
| Macquarie Asia Securities Limited | Rep | 证券交易 | 2022-10-06 | 2024-09-19 |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2022-10-06 | 2024-09-19 |
| SBI Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2021-12-20 | 2022-10-05 |
| Rep | 证券交易 | 2021-12-20 | 2022-10-05 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2019-07-04 | 2020-09-28 |
| Rep | 证券交易 | 2016-09-08 | 2020-09-28 |
已采集记录中暂无金管局登记。