| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TFI Securities and Futures Limited | Rep | 期货合约交易 | 2022-05-04 | 2024-07-09 |
| TFI Asset Management Limited | Rep | 提供资产管理 | 2021-07-05 | 2024-07-09 |
| TFI Securities and Futures Limited | Rep | 证券交易 | 2021-05-25 | 2024-07-09 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2016-09-08 | 2017-09-01 |
| Rep | 就证券提供意见 | 2016-09-08 | 2017-09-01 | |
| Rep | 期货合约交易 | 2016-09-08 | 2017-09-01 | |
| Rep | 证券交易 | 2016-09-08 | 2017-09-01 |