| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2018-10-04 | 2021-06-05 |
| Rep | 就证券提供意见 | 2018-10-04 | 2021-06-05 | |
| Rep | 期货合约交易 | 2018-09-12 | 2021-06-05 | |
| Rep | 证券交易 | 2018-09-12 | 2021-06-05 | |
| Interactive Brokers Hong Kong Limited | Rep | 杠杆式外汇交易 | 2016-10-28 | 2018-08-18 |
| Rep | 期货合约交易 | 2016-09-12 | 2018-08-18 | |
| Rep | 证券交易 | 2016-09-12 | 2018-08-18 |