| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2019-09-03 | 2020-09-25 |
| Rep | 证券交易 | 2019-08-23 | 2020-09-25 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2017-09-26 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2016-09-13 | 2017-10-27 |
| Rep | 证券交易 | 2016-09-13 | 2019-06-15 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2016-09-13 | 2016-10-10 |