| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2018-11-12 | 2021-12-27 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2018-08-27 | 2021-12-27 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2018-07-23 | 2021-12-27 |
| Rep | 证券交易 | 2018-07-23 | 2021-12-27 | |
| FIL Investment Advisors | Rep | 就证券提供意见 | 2016-09-21 | 2017-06-30 |
| FIL Investment Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2016-09-21 | 2018-06-08 |
| Rep | 证券交易 | 2016-09-21 | 2018-06-08 |