| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CMBC International Capital Limited | Rep | 就机构融资提供意见 | 2025-05-14 | - |
| Rep | 证券交易 | 2025-04-17 | - | |
| CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | 就证券提供意见 | 2018-12-19 | 2025-03-21 |
| Rep | 提供资产管理 | 2017-12-18 | 2025-03-21 | |
| CMBC SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-12-18 | 2018-12-19 |
| Rep | 证券交易 | 2017-12-18 | 2025-03-21 | |
| YUE XIU ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2017-03-08 | 2017-11-30 |
| Rep | 提供资产管理 | 2017-03-08 | 2017-11-30 | |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2016-09-30 | 2017-02-17 |
| Rep | 证券交易 | 2016-09-30 | 2017-02-17 |