| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TWO CITIES GLOBAL ASSET MANAGEMENT LIMITED | RO | 就证券提供意见 | 2023-05-05 | - |
| RO | 提供资产管理 | 2023-05-05 | - | |
| Rep | 就证券提供意见 | 2023-04-19 | 2023-05-05 | |
| Rep | 提供资产管理 | 2023-04-19 | 2023-05-05 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2022-11-08 | 2023-01-19 |
| South China Investment Management Limited | Rep | 提供资产管理 | 2022-11-08 | 2023-01-19 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就证券提供意见 | 2022-11-08 | 2023-01-19 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2022-11-08 | 2023-01-19 |
| China Credit International Securities Co., Limited | RO | 就证券提供意见 | 2022-01-26 | 2022-10-19 |
| RO | 提供资产管理 | 2022-01-26 | 2022-10-19 | |
| RO | 证券交易 | 2022-01-26 | 2022-10-19 | |
| Rep | 就证券提供意见 | 2021-12-28 | 2022-01-26 | |
| Rep | 提供资产管理 | 2021-12-28 | 2022-01-26 | |
| Rep | 证券交易 | 2021-12-28 | 2022-01-26 | |
| FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | 提供资产管理 | 2021-10-07 | 2021-11-18 |
| Rep | 就证券提供意见 | 2021-09-17 | 2021-11-18 | |
| Rep | 证券交易 | 2021-09-17 | 2021-11-18 | |
| FWD Financial Planning Limited (HK) | RO | 就证券提供意见 | 2021-06-29 | 2021-08-06 |
| RO | 证券交易 | 2021-06-29 | 2021-08-06 | |
| Rep | 就证券提供意见 | 2020-08-21 | 2021-06-29 | |
| Rep | 证券交易 | 2020-08-21 | 2021-06-29 | |
| CHIEF COMMODITIES LIMITED | Rep | 期货合约交易 | 2018-06-01 | 2019-08-17 |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2018-01-03 | 2019-08-17 |
| Rep | 证券交易 | 2016-10-04 | 2019-08-17 |
已采集记录中暂无金管局登记。