| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2025-08-28 | - |
| Rep | 证券交易 | 2025-08-28 | - | |
| CITIC Securities Brokerage (HK) Limited | Rep | 证券交易 | 2024-07-12 | 2025-04-11 |
| CITIC Securities International Global Markets Limited | Rep | 就证券提供意见 | 2024-05-22 | 2025-04-11 |
| Rep | 期货合约交易 | 2024-05-22 | 2025-04-11 | |
| Rep | 证券交易 | 2024-05-22 | 2025-04-11 | |
| Rep | 就证券提供意见 | 2021-04-01 | 2023-02-17 | |
| Rep | 期货合约交易 | 2021-04-01 | 2023-02-17 | |
| Rep | 证券交易 | 2021-04-01 | 2023-02-17 |