| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就机构融资提供意见 | 2024-12-10 | - |
| RO | 证券交易 | 2024-12-10 | - | |
| Rep | 就证券提供意见 | 2020-11-05 | - | |
| Rep | 就机构融资提供意见 | 2020-10-22 | 2024-12-10 | |
| Rep | 证券交易 | 2020-10-22 | 2024-12-10 | |
| China Securities (International) Corporate Finance Company Limited | Rep | 就机构融资提供意见 | 2018-08-01 | 2020-09-11 |
| Rep | 证券交易 | 2018-08-01 | 2020-09-11 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2016-11-09 | 2018-06-30 |
| Rep | 证券交易 | 2016-11-09 | 2018-06-30 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-11-09 | 2018-06-30 |