| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Delight Hong Kong Asset Management Limited | RO | 就证券提供意见 | 2024-09-11 | 2025-07-31 |
| RO | 提供资产管理 | 2024-09-11 | 2025-07-31 | |
| Canfield Securities Company Limited | RO | 就证券提供意见 | 2022-10-25 | 2023-08-31 |
| RO | 提供资产管理 | 2022-10-25 | 2023-08-31 | |
| RO | 证券交易 | 2022-01-13 | 2023-08-31 | |
| Rep | 提供资产管理 | 2019-06-17 | 2022-10-25 | |
| Rep | 就证券提供意见 | 2019-01-31 | 2022-10-25 | |
| Rep | 证券交易 | 2017-09-04 | 2022-01-13 | |
| REALINK FINANCIAL TRADE LIMITED | Rep | 期货合约交易 | 2017-02-10 | 2017-08-26 |
| Rep | 证券交易 | 2017-02-10 | 2017-08-26 | |
| KGI ASIA LIMITED | Rep | 证券交易 | 2016-12-02 | 2017-01-24 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-12-02 | 2017-01-24 |