| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2017-11-30 | 2018-09-14 |
| Everbright Securities Investment Services (HK) Limited | Rep | 证券交易 | 2017-11-30 | 2018-09-14 |
| LONGRUN FINANCIAL GROUP LIMITED | Rep | 期货合约交易 | 2017-03-13 | 2017-10-12 |
| Splentide Capital Limited | Rep | 就证券提供意见 | 2016-12-09 | 2017-01-31 |
| Rep | 证券交易 | 2016-12-09 | 2017-01-31 |