| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Goldbridge Securities Limited | RO | 就证券提供意见 | 2023-10-31 | 2024-08-31 |
| RO | 证券交易 | 2023-10-31 | 2024-08-31 | |
| Rep | 就证券提供意见 | 2023-10-30 | 2023-10-31 | |
| Rep | 证券交易 | 2023-10-30 | 2023-10-31 | |
| Future Securities Limited (HK) | RO | 证券交易 | 2020-04-28 | 2023-10-12 |
| Rep | 提供资产管理 | 2019-11-06 | 2023-10-12 | |
| Rep | 期货合约交易 | 2019-04-26 | 2023-10-12 | |
| Rep | 证券交易 | 2019-03-27 | 2020-04-28 | |
| CHINA CIFCO SECURITIES CO., LIMITED | Rep | 证券交易 | 2019-03-08 | 2019-03-14 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2016-12-13 | 2019-03-01 |