| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLC FUTURES LIMITED | Rep | 就期货合约提供意见 | 2019-08-26 | 2020-02-27 |
| Rep | 期货合约交易 | 2019-08-26 | 2020-02-27 | |
| CLC SECURITIES LIMITED | Rep | 就证券提供意见 | 2019-08-26 | 2020-02-27 |
| Rep | 证券交易 | 2019-08-26 | 2020-02-27 | |
| KCG SECURITIES ASIA LIMITED | Rep | 证券交易 | 2017-05-17 | 2018-07-13 |
| CHIEF SECURITIES LIMITED | Rep | 证券交易 | 2016-12-13 | 2017-02-18 |