| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited | Rep | 杠杆式外汇交易 | 2022-03-02 | 2026-09-03 |
| Rep | 期货合约交易 | 2021-11-05 | 2026-09-03 | |
| Rep | 证券交易 | 2021-10-26 | 2026-09-03 | |
| SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2021-05-14 | 2021-10-04 |
| Rep | 提供资产管理 | 2021-05-14 | 2021-10-04 | |
| Rep | 证券交易 | 2021-05-14 | 2021-10-04 |