| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| New Harvest Wealth Securities Company Limited | Rep | 就证券提供意见 | 2024-05-22 | - |
| Rep | 提供资产管理 | 2024-05-22 | - | |
| Rep | 证券交易 | 2024-05-22 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-11-01 | 2023-08-08 |
| Rep | 就证券提供意见 | 2021-11-01 | 2023-08-08 | |
| Rep | 证券交易 | 2021-11-01 | 2023-08-08 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2021-03-31 | 2021-09-01 |
| CLSA LIMITED | Rep | 就证券提供意见 | 2021-03-31 | 2021-07-22 |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-01-18 | 2021-09-01 |
| CLSA LIMITED | Rep | 证券交易 | 2021-01-18 | 2021-09-01 |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2018-11-07 | 2020-11-26 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2018-11-07 | 2020-11-26 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2016-12-21 | 2017-04-19 |
| Rep | 就证券提供意见 | 2016-12-21 | 2017-04-19 | |
| Rep | 证券交易 | 2016-12-21 | 2017-04-19 |
已采集记录中暂无金管局登记。